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Mastering Series 27: Financial and Operations Principal Exam Prep

Name: Mastering Series 27: Financial and Operations Principal Exam Prep
Brand: Independently Published
SKU: 9798857458235
Price: 12.99 USD
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Availability: In Stock

Contributors:

Innoware Pjp

Publisher:

Independently Published

Binding:

Paperback

Book Category:

Business & Economics

Book Subcategory:

Education

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The product is eligible for a complimentary return within 30 days from the date of purchase. Furthermore, individual items are shipped within 24 hours of receiving the order.

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Specifications +

Release Date:

2023-08-14

ISBN 13:

9798857458235

Weight:

0.26 lbs

Size:

9.00 x 6.00 x 0.17 inches

Pages:

80

Mint Condition +

product description

Description

Mastering Series 27: Financial and Operations Principal Exam Prep

Table of Contents

Chapter 1: Introduction to Series 27 Exam.. 1
Chapter 2: Regulatory Framework and Industry Standards. 5
Chapter 3: Firm Operations and Recordkeeping. 10
Chapter 4: Capital and Margin Requirements. 15
Chapter 5: Customer Protection and Investor Education. 20
Chapter 6: Trading and Market Regulation. 25
Chapter 7: Financial Responsibility Rules. 29
Chapter 8: Supervision and Compliance. 34
Chapter 9: Business Expansion and Acquisitions. 39
Chapter 10: Ethics and Professional Conduct 43
Chapter 11: Series 27 Practice Exams. 47
Chapter 12: Series 27 Exam Tips and Test-Taking Strategies. 54
Chapter 13: Final Exam Preparation and Test Day Tips. 61
Chapter 14: Series 27 - FAQ and Additional Resources. 65
Chapter 15: Series 27 - Mock Exam and Review.. 69

Mastering Series 27: Financial and Operations Principal Exam Prep

Description

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