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Mastering Series 27: Financial and Operations Principal Exam Prep

Mastering Series 27: Financial and Operations Principal Exam Prep - Paperback

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Availability:In StockContributor:Innoware PjpPublish date:2023-08-14Pages:80
Language:EnglishPublisher:Independently PublishedISBN-13:9798857458235ISBN-10:8857458237UPC:9798857458235Book Category:Business & EconomicsBook Subcategory:EducationSize:9.00 x 6.00 x 0.17 inchesWeight:0.2601Product ID:SCMZXC5N49

Mastering Series 27: Financial and Operations Principal Exam Prep

Mastering Series 27: Financial and Operations Principal Exam Prep

Table of Contents

Chapter 1: Introduction to Series 27 Exam.. 1
Chapter 2: Regulatory Framework and Industry Standards. 5
Chapter 3: Firm Operations and Recordkeeping. 10
Chapter 4: Capital and Margin Requirements. 15
Chapter 5: Customer Protection and Investor Education. 20
Chapter 6: Trading and Market Regulation. 25
Chapter 7:...





Language:EnglishPublisher:Independently PublishedISBN-13:9798857458235ISBN-10:8857458237UPC:9798857458235Book Category:Business & EconomicsBook Subcategory:EducationSize:9.00 x 6.00 x 0.17 inchesWeight:0.2601Product ID:SCMZXC5N49
Publisher: Independently Published

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Innoware Pjp

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