Mastering Series 27: Financial and Operations Principal Exam Prep - Paperback
by Innoware Pjp
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Language:EnglishPublisher:Independently PublishedISBN-13:9798857458235ISBN-10:8857458237UPC:9798857458235Book Category:Business & EconomicsBook Subcategory:EducationSize:9.00 x 6.00 x 0.17 inchesWeight:0.2601Product ID:SCMZXC5N49
Mastering Series 27: Financial and Operations Principal Exam Prep Table of Contents Chapter 1: Introduction to Series 27 Exam.. 1
Chapter 2: Regulatory Framework and Industry Standards. 5
Chapter 3: Firm Operations and Recordkeeping. 10
Chapter 4: Capital and Margin Requirements. 15
Chapter 5: Customer Protection and Investor Education. 20
Chapter 6: Trading and Market Regulation. 25
Chapter 7: Financial Responsibility Rules. 29
Chapter 8: Supervision and Compliance. 34
Chapter 9: Business Expansion and Acquisitions. 39
Chapter 10: Ethics and Professional Conduct 43
Chapter 11: Series 27 Practice Exams. 47
Chapter 12: Series 27 Exam Tips and Test-Taking Strategies. 54
Chapter 13: Final Exam Preparation and Test Day Tips. 61
Chapter 14: Series 27 - FAQ and Additional Resources. 65
Chapter 15: Series 27 - Mock Exam and Review.. 69
Chapter 2: Regulatory Framework and Industry Standards. 5
Chapter 3: Firm Operations and Recordkeeping. 10
Chapter 4: Capital and Margin Requirements. 15
Chapter 5: Customer Protection and Investor Education. 20
Chapter 6: Trading and Market Regulation. 25
Chapter 7: Financial Responsibility Rules. 29
Chapter 8: Supervision and Compliance. 34
Chapter 9: Business Expansion and Acquisitions. 39
Chapter 10: Ethics and Professional Conduct 43
Chapter 11: Series 27 Practice Exams. 47
Chapter 12: Series 27 Exam Tips and Test-Taking Strategies. 54
Chapter 13: Final Exam Preparation and Test Day Tips. 61
Chapter 14: Series 27 - FAQ and Additional Resources. 65
Chapter 15: Series 27 - Mock Exam and Review.. 69
Language:EnglishPublisher:Independently PublishedISBN-13:9798857458235ISBN-10:8857458237UPC:9798857458235Book Category:Business & EconomicsBook Subcategory:EducationSize:9.00 x 6.00 x 0.17 inchesWeight:0.2601Product ID:SCMZXC5N49
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